Darfur Village Abandoned after Heavy Clashes, by United Nations Photo

Fragile countries: a scorecard from Busan

Dan Smith, Phil Vernon | 13 December 2011

At the end of November, 2,000 representatives of governments, international organisations and NGOs convened in Busan as the fourth High Level Forum on Aid Effectiveness. Just before the meeting we proposed four criteria by which to judge its outcome as far as conflict-affected and fragile countries are concerned.

At the end of November, 2,000 representatives of governments, international organisations and NGOs convened in Busan as the fourth High Level Forum on Aid Effectiveness. Just before the meeting we proposed four criteria by which to judge its outcome as far as conflict-affected and fragile countries are concerned. On later reflection, we divided one of these criteria into two, thus creating a scorecard made up of five items:

Our five criteria were:

  1. Change and uncertainty: So much has changed in the field of development over the past decade since the Millennium Development Goals were established. A successful HLF4 would recognise the challenge of change and consequent uncertainty and set out how to meet it.
  2. Fake consensus: A successful meeting would resist that temptation and acknowledge different interests, perspectives and approaches – would agree to disagree in a grown-up way
  3. More effective collaboration:  A successful HLF4 would promote a deeper and, therefore, necessarily more selective collaboration among the different actors.
  4. Development, not development aid: We said that success at the meeting would be reflected by focusing onto development and not sliding unthinkingly from the difficult question of how countries develop – what development means – into the usual concentration on technically better aid instruments.
  5. Operationalisation: Finally, we said a successful HLF4 would encourage countries and organisations either individually or in small coalitions to pursue innovative activities.

So how well did they do at Busan? To what degree does the Global Partnership for Effective Development Co-operation that was launched with the Final Statement from the meeting reflect this approach to meeting the needs of fragile and conflict-affected states? We weren’t at Busan (and by the end of this article you will know whether we regret being absent) so we can only make judgements based on the Final Statement. And note that we are not assessing the statement as a whole, simply concentrating on its relevance for development in conflict-affected countries.

Change & uncertainty

Change, yes – it frames the opening discussion in the Final Statement. By all accounts, the role of China at the meeting made some aspects of change vividly present. The document reflects on the increase in co-operation between developing countries and on the emergence of new aid providers. But this is not developed in the rest of the statement. Taken as a whole its flavour is more of the same. Where it might be possible to recast how to meet the challenge of development in the light of the changes in our understanding and in the world over the past decade, what we get in the Final Statement are just a few tweaks.

Fragile and conflict affected countries are mentioned on page one, but then pretty much relegated to a single paragraph much further on. This seems like not enough recognition considering that 1.5 billion people live in them.

As to uncertainty, it is barely acknowledged. Being realistic about this, perhaps it’s not really permitted in official communiqués of this nature. But that means that a lack of humility is still hardwired into the international aid and development discourse. That accompanies a failure to ask hard questions about how to promote peace and development in fragile and conflict-affected contexts, which is something international donors and agencies are still struggling to work out.

Score: 3/10


Given the superficial recognition of the need for change and for new approaches, it is no surprise that a fake consensus was once again contrived. In paragraph 8 of the Final Statement, we read, “Our partnership is founded on a common set of principles that underpin all forms of development co-operation.” The temptation to go for it proved irresistible.

These shared principles are in themselves not bad but they are neither profound nor inspirational:

  • Ownership of development priorities by developing countries.
  • Focus on results
  • Inclusive development partnerships
  • Transparency and accountability to each other

Apart from the welcome emphasis on results, this contains little that is new and masks a wide range of different interpretations, goals and strategies. Because of that diversity of interest and opinion, we argued that agreeing to disagree is preferable but, to nobody’s surprise, the Busan forum reverted to type for such meetings and promoted agreement on technical means rather than strategic goals. Thus the final statement lists numerous examples of ways in which actors must cooperate and collaborate, but is quite silent about what they can and should agree to achieve.

Score: 2/10

Honest collaboration

We argued that because a too-easy consensus among everyone would be wrong, a sign of success would be a recognition of the need for a deeper and therefore more selective collaboration. The one place where this comes through is in relation to the New Deal developed by the International Dialogue on Peacebuilding and Statebuilding. This is a valuable statement by a group of fragile and conflict-affected states, donor governments and international agencies that is specifically directed at the development and peacebuilding needs of fragile and conflict-affected countries. The Final Statement welcomes the New Deal and continues, ‘Those of us who have endorsed the New Deal will pursue actions to implement it’ – thus distinguishing between those who are prepared to give the New Deal a passive welcome and those who want to make it work. Had it not been for this willingness to forego unanimity in action – which usually results in inactive unanimity – the New Deal would have been seen as an initiative that failed at Busan. Instead, it is one that comes out of Busan as a going concern with an increased degree of international legitimacy behind it.

Score: 7/10

Aid, or development?

There is an all too common elision between development and development aid; the latter tends to dominate discussion of the former yet is in the end merely a potentially important but relatively limited component, rather than its central element. Thus we argued that a successful HLF4 would agree that future forums and the international development discourse should be about promoting effective development progress, not just best practice in aid. HLF4 did not go so far but does include this statement:

‘Aid is only part of the solution to development. It is now time to broaden our focus and attention from aid effectiveness to the challenges of effective development. This calls for a framework within which:

  • Development is driven by strong, sustainable and inclusive growth.
  • Governments’ own revenues play a greater part in financing their own development needs. In turn, governments are more accountable to their citizens  for the development results they achieve.
  • Effective state and non---state institutions design and implement their own reforms and hold each other to account.
  • Developing countries increasingly integrate, both regionally and globally, creating economies of scale that will help them better compete in the global economy.

‘To this effect, we will rethink what aid should be spent on and how, in ways that are consistent with agreed international rights, norms and standards, so that aid catalyses development.’

As far as verbal commitment goes, this represents real progress. Yet when one gets beyond the broad statements of principle, the Final Statement is still overwhelmingly about aid modalities, rather than about how governments, citizens, businesses and international institutions can bring about change. Nothing much new is said about international trade or international crime and nothing at all about the need to change foreign policies that reinforce repressive governments in fragile countries. So it remains to be seen whether the words will be matched by action. The statement provides a useful marker for future intentions, to which governments can be held to account in the future.

Score: 5/10


The high ambition of getting global agreement tends to lead to an unambitious convergence on the least demanding positions and commitments. Therefore, we argued, that some of the most important progress over the next few years will not be based on global undertakings but on commitments made between a smaller number of actors. This gives a chance to put into practice the new thinking associated with the World Development Report 2011 and the International Dialogue on Peacebuilding and Statebuilding. The role of a global gathering should be to highlight and encourage such innovative work.

There is the endorsement of the New Deal as we have already remarked, and an acceptance of the need to take a less risk-averse approach to change, and for development agencies to delegate greater responsibility to their in-country staff. And Hilary Clinton’s unexpected acceptance that the USA would join the International Aid Transparency Initiative received applause. But otherwise the HLF4 Final Statement falls pretty flat in this regard. The closest the statement gets to supporting innovative approaches is in this passage: ‘We welcome the opportunities presented by diverse approaches to development co-operation, such as South-South co-operation, as well as the contribution of civil society organisations and private actors; we will work together to build on and learn from their achievements and innovations, recognising their unique characteristics and respective merits.’

Score: 4/10

Overall Score

There is, of course, more in the Final Statement than we have covered here and it is not concerned exclusively (or very much at all, actually) with the dilemmas of supporting development in fragile and conflict-affected countries. But we set out our stall beforehand to say what we thought would make a successful gathering.

Taking the average of the five scores we’ve given above, the overall assessment of the HLF4, based on its Final Statement and with regards its relevance and positive impact on development in fragile countries, we give an overall score of 42%. If that were the mark given to a student, we’d have to assume his or her professor would add: Not good enough; more effort needed.

Of course we’d be interested to know how others felt, and especially those who were present at Busan who will no doubt have picked up positive outcomes which we’ve missed.

 A version of this article first appeared in OpenDemocracy.

Photo credit main picture: Darfur Village Abandoned after Heavy Clashes, by United Nations Photo

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About the author

Dan Smith

Dan Smith is the Secretary General of International Alert and Chairman of the UN Peacebuilding Fu...

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Phil Vernon

Phil Vernon provides leadership and oversight of International Alert’s field programmes in Africa...

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